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Order
Entered:

        July 10, 1995


91-22

Amendments to Rule 2.003 of
the Michigan Court Rules and
Rules 3A, 3D, 6C, and 7B of
the Michigan Code of Judicial
Conduct, and new Rule 9.227
of the Michigan Court Rules
and Rule 7D of the Michigan
Code of Judicial Conduct


        On order of the Court, notice of proposed changes having
been provided, and consideration having been given to the comments
received in response to that notice, the following amendments to
Rule 2.003 of the Michigan Court Rules and Rules 3A, 3D, 6C, and 7B
of the Michigan Code of Judicial Conduct, and new Rule 9.227 of the
Michigan Court Rules and Rule 7D of the Michigan Code of Judicial
Conduct are adopted, to be effective September 1, 1995.

[The present language is to be repealed and replaced by the
following language unless otherwise indicated below.]


                      Michigan Court Rules

Rule 2.003       Disqualification of Judge
(A)     [Unchanged.]
(B)     Grounds. A judge is disqualified when the judge cannot
        impartially hear a case, including but not limited to
        instances in which:
        (1)      The judge is personally biased or prejudiced for
                 or against a party or attorney.
        (2)      The judge has personal knowledge of disputed
                 evidentiary facts concerning the proceeding.
        (3)      The judge has been consulted or employed as an
                 attorney in the matter in controversy.
        (4)      The judge was a partner of a party, attorney for
                 a party, or a member of a law firm representing a
                 party within the preceding two years.
        (5)      The judge knows that he or she, individually or
                 as a fiduciary, or the judge's spouse, parent or
                 child wherever residing, or any other member of
                 the judge's family residing in the judge's
                 household, has an economic interest in the
                 subject matter in controversy or in a party to
                 the proceeding or has any other more than de
                 minimis interest that could be substantially
                 affected by the proceeding;
        (6)      The judge or the judge's spouse, or a person
                 within the third degree of relationship to either
                 of them, or the spouse of such a person:
                 (a)     is a party to the proceeding, or an
                         officer, director or trustee of a party;
                 (b)     is acting as a lawyer in the proceeding;
                 (c)     is known by the judge to have a more than
                         de minimis interest that could be
                         substantially affected by the proceeding;
                 (d)     is to the judge's knowledge likely to be
                         a material witness in the proceeding.
                 A judge is not disqualified merely because the
                 judge's former law clerk is an attorney of record
                 for a party in an action that is before the judge
                 or is associated with a law firm representing a
                 party in an action that is before the judge.
(C)     [Unchanged.]
(D)     Remittal of Disqualification. If it appears that there may
        be grounds for disqualification, the judge may ask the
        parties and their lawyers to consider, out of the presence
        of the judge, whether to waive disqualification. If,
        following disclosure of any basis for disqualification
        other than personal bias or prejudice concerning a party,
        the parties without participation by the judge, all agree
        that the judge should not be disqualified, and the judge
        is then willing to participate, the judge may participate
        in the proceedings. The agreement shall be in writing or
        placed on the record.


Rule 9.227       Immunity
A person is absolutely immune from suit for statements and
communications transmitted solely to the Judicial Tenure Commission
or the Commission staff, or given in an investigation or proceeding
on alleged misconduct, and no civil action predicated upon the
statements or communications may be instituted against a
complainant, a witness, or their counsel. Members of the Judicial
Tenure Commission and their counsel and staff are absolutely immune
from suit for all conduct in the course of their official duties.


                Michigan Code of Judicial Conduct

Canon 3          A Judge Should Perform the Duties of Office
                 Impartially and Diligently
The judicial duties of a judge take precedence over all other
activities. Judicial duties include all the duties of office
prescribed by law. In the performance of these duties, the
following standards apply:
A.      Adjudicative Responsibilities:
        (1)-(3)  [Unchanged.]
        (4)      A judge shall not initiate, permit, or consider
                 ex parte communications, or consider other
                 communications made to the judge outside the
                 presence of the parties concerning a pending or
                 impending proceeding, except as follows:
                 (a)     A judge may allow ex parte communications
                         for scheduling, administrative purposes,
                         or emergencies that do not deal with
                         substantive matters or issues on the
                         merits, provided:
                         (i)      the judge reasonably believes
                                  that no party or counsel for a
                                  party will gain a procedural or
                                  tactical advantage as a result
                                  of the ex parte communication,
                                  and
                         (ii)     the judge makes provision
                                  promptly to notify all other
                                  parties and counsel for parties
                                  of the substance of the ex
                                  parte communication and allows
                                  an opportunity to respond.
                 (b)     A judge may obtain the advice of a
                         disinterested expert on the law
                         applicable to a proceeding before the
                         judge if the judge gives notice to the
                         parties of the person consulted and the
                         substance of the advice, and affords the
                         parties reasonable opportunity to
                         respond.
                 (c)     A judge may consult with court personnel
                         whose function is to aid the judge in
                         carrying out the judge's adjudicative
                         responsibilities or with other judges.
                 (d)     A judge may, with the consent of the
                         parties, confer separately with the
                         parties and their lawyers in an effort to
                         mediate or settle matters pending before
                         the judge.
                 (e)     A judge may initiate or consider any ex
                         parte communications when expressly
                         authorized by law to do so.
        (5)-(10)         [Unchanged.]
B.      [Unchanged.]
C.      [Unchanged.]
D.      Remittal of Disqualification. A disqualification of a
        judge may be remitted as provided by MCR 2.003(D).


Canon 6          A Judge Should Regularly File Reports of
                 Compensation Received for Quasi-Judicial and
                 Extra-Judicial Activities and of Monetary
                 Contributions
A judge may receive compensation and reimbursement of expenses for
the quasi-judicial and extra-judicial activities permitted by this
code, if the source of such payments does not give the appearance
of influencing the judge in judicial duties or otherwise give the
appearance of impropriety, subject to the following restrictions:
A.      [Unchanged.]
B.      [Unchanged.]
C.      Public Reports. A judge shall report the date, place, and
        nature of any activity for which the judge received
        compensation, and the name of the payor and the amount of
        compensation so received. The judge's report shall be made
        at least annually and shall be filed as a public document
        in the office of the State Court Administrator or other
        office designated by law.


Canon 7          A Judge or a Candidate for Judicial Office Should
                 Refrain From Political Activity Inappropriate to
                 Judicial Office
A.      [Unchanged.]
B.      Campaign Conduct:
        (1)      A candidate, including an incumbent judge, for a
                 judicial office:
                 (a)-(b) [Unchanged.]
                 (c)     should not make pledges or promises of
                         conduct in office other than the faithful
                         and impartial performance of the duties
                         of the office;
                 (d)     should not use or participate in the use
                         of any form of public communication that
                         the candidate knows or reasonably should
                         know is false, fraudulent, misleading,
                         deceptive, or which contains a material
                         misrepresentation of fact or law or omits
                         a fact necessary to make the statement
                         considered as a whole not materially
                         misleading, or which is likely to create
                         an unjustified expectation about results
                         the candidate can achieve.
        (2)-(3)  [Unchanged.]
C.      [Unchanged.]
D.      Applicability
        (1)      A successful candidate, whether or not an
                 incumbent, and an unsuccessful candidate who is a
                 judge, are subject to judicial discipline for
                 campaign misconduct. An unsuccessful candidate
                 who is a lawyer is subject to lawyer discipline
                 for judicial campaign misconduct.
        (2)      A successful elected candidate who was not an
                 incumbent has until midnight December 31
                 following the election to wind up the candidate's
                 law practice, and has until June 30 following the
                 election to resign from organizations and
                 activities, and divest interests that do not
                 qualify under Canons 4 or 5.
        (3)      Upon notice of appointment to judicial office, a
                 candidate shall wind up the candidate's law
                 practice prior to taking office, and has six
                 months from the date of taking office to resign
                 from organizations and activities and divest
                 interests that do not qualify under Canons 4 or
                 5.

STAFF COMMENT: The July 7, 1995, amendments of MCR 2.003, and Rules
3A, 3D, 6C, and 7B of the Michigan Code of Judicial Conduct, and
new MCR 9.227 and Rule 7D of the Michigan Code of Judicial Conduct,
are based on the proposed revision of the Michigan Code of Judicial
Conduct submitted by the State Bar Representative Assembly. See 442
Mich 1216 (1993). They are effective September 1, 1995.

The staff comment is published only for the benefit of the bench
and bar and is not an authoritative construction by the Court.